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Kuwait Capital Markets Authority Rules and Regulations E

Kuwait Capital Markets Authority Rules and Regulations E


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Responsible Etatwir Admin
Last Update 02/08/2023
Duration 13 hours 40 minutes
    • Kuwait Capital Markets Authority Rules and regulations (English)
      Free Preview
    • Regulatory Structure
    • Regulatory Structure - Securities Exchanges and Clearing Agencies - Licensed Persons and Registered Persons
    • Licensed Persons and Registered Persons
    • Assessment
      10 xp
    • Client Funds and Client Assets
    • Assessment
      10 xp
    • Conduct of Business
    • Assessment
      10 xp
    • Mergers and Acquisitions - Disclosure and Transparency
    • Assessment
      10 xp
    • Disclosure and Transparency - Dealing in Securities
    • Assessment
      10 xp
    • Dealing in Securities - Listing Rules
    • Assessment
      10 xp
    • Collective Investment Schemes
    • Collective Investment Schemes - Market Integrity
    • Market Integrity
    • Assessment
      10 xp
    • Corporate Governance
    • Assessment
      10 xp
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