INSTRUCTORS
  • Mr. Patrick Mahdi
    Mr. Patrick Mahdi

    - University of Limerick, Ireland - Bachelor of Business Studies & Japanese
    - Awarded by the Chartered Institute for Securities and Investment (CISI): Kuwait Capital Market Authority Rules & Regulations
    - CFA Institute - Investment Foundations Certificate
    - Awarded by the Chartered Insurance Institute (CII): Advanced Financial Planning Certificate
    - International Finance Trainer
    - Head of Islamic Wealth, Holborn Assets, UAE

related to this course
Certification icon Attendance certificate
Language English (US)
Time 13 hours 40 minutes

Overview

Seattle International Institute for Training (certified by CISI) presents "Kuwait Capital Markets Authority Rules and Regulations". This program offers 12 units included in "Kuwait Capital Markets Authority Rules and Regulations" study material created by the Charted Institute for Securities & Investments. The program was developed with representatives from leading global financial services organizations, both capital markets, wholesale, and retail.


Objectives:

·         Know the aims of the Authority

·         Know the scope of the Authority's activities

·         Understand what registered employment positions are required to be registered with the Authority

·         Understand risks relating to: credit risk, market risk, liquidity risk, and operational risk

·         Know the regulations relating to clients' complaints

·         Know the Licensed Person's reporting obligation to: clients; the Authority

 

Outline:

1.      Regulatory Structure

2.      Securities Exchanges and Clearing Agencies

3.      Licensed Persons and Registered Persons

4.      Client Funds and Client Assets

5.      Conduct of business

6.      Mergers and Acquisitions

7.      Disclosure and Transparency

8.      Dealing in Securities

9.      Listing Rules

10. Collective Investment Schemes

11. Market Integrity

12. Corporate Governance 

Course mechanism:

 An online course that you can attend at any time that suits you with high quality. -

- To complete the rest of the course, kindly click on Join the course at the top of the screen or subscribe.

- After completing the course and attending it completely, a window will appear, write your name in both Arabic and English, and you will get the certificate directly.

- Certifications are accredited. Issued by the signature of the trainer and the management of the center.


Why remote training?

With the rapid development, remote training and self-learning have become essential to ensure quick access to information and attend any online course at anytime and anywhere that suits you, and you can benefit from the best international experts.


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