Kuwait Capital Markets Authority Rules and Regulations

- Kuwait Capital Markets Authority Rules and Regulations
  
  1m 4s
- The Capital Markets Authority
  
  16m 52s
- Boards and Committees of the Authority
  
  7m 3s
- Right to Request Information, Supervision and Inspection
  
  11m 2s
- Judicial Officers
  
  4m 55s
- Crimes and Penalties
  
  9m 31s
- Reporting Violations and Crimes
  
  4m 38s
- Investigation
  
  6m 20s
- Disciplinary Penalties
  
  11m 26s
- Securities Exchanges
  
  10m 7s
- Clearing Agencies
  
  10m 35s
- Licensed Securities Activities
  
  12m 38s
- The Sharia Supervisory System
  
  6m 7s
- Registered Persons
  
  25m 20s
- Part Two: Registered Persons
  
  17m 30s
- Policies and Procedures for Licensed Persons
  
  3m 25s
- Risk Management
  
  7m 7s
- Clients’ Complaints
  
  2m 52s
- Business Continuity
  
  10m 1s
- Definitions and Requirements
  
  20m 36s
- Rules of Securities
  
  29m 59s
- Part Two: Rules of Securities
  
  12m 4s
- Part Three: Rules of Securities
  
  14m 42s
- Reporting Systems
  
  8m 56s
- General Requirements and Controls – Investment Portfolio Management
  
  5m 50s
- Default Events
  
  15m 15s
- General Provisions
  
  6m 13s
- Client Categorization
  
  9m 1s
- Conflicts of Interest
  
  10m 9s
- Best Execution of Client Orders
  
  5m 41s
- Client Records
  
  7m 13s
- Financial Promotions
  
  4m 23s
- Investment Research
  
  12m 59s
- Mergers
  
  18m 25s
- Acquisitions
  
  25m 43s
- Acquisitions - Part Two
  
  29m 13s
- Obligations for Listed Companies and Exchanges
  
  13m 14s
- Disclosure of Interests
  
  11m 50s
- Insiders
  
  28m 12s
- Disclosure of Material Information
  
  18m 51s
- Disclosure of Material Information - Part Two
  
  14m 13s
- Issuing and Offering Securities
  
  15m 9s
- Issuing and Offering Securities - Part Two
  
  6m 32s
- Subscription Procedures
  
  6m 51s
- Allocation and Registration
  
  4m 56s
- Trading in Securities
  
  1m 45s
- Rules of Sukuk
  
  7m 59s
- Rules of Bonds
  
  8m 58s
- Rules of Bonds - Part Two
  
  8m 48s
- Preferred Shares
  
  13m 3s
- Preferred Shares - Part Two
  
  13m 16s
- Treasury Shares
  
  22m 22s
- Listing Applications
  
  21m 41s
- Listing Shares of Shareholding Companies
  
  8m 8s
- Listing Shares of Kuwaiti Companies in Exchanges outside the State of Kuwait
  
  3m 51s
- Delisting of Shares of Shareholding Companies
  
  9m 20s
- Listing of Bonds and Sukuk
  
  17m 29s
- Listing of Local Funds’ Units
  
  16m 40s
- General Provisions
  
  23m 29s
- Funds
  
  4m 46s
- Service Providers
  
  21m 15s
- Marketing and Selling Units
  
  11m 32s
- Valuation, Subscription and Redemption
  
  5m 51s
- Restrictions and Controls
  
  5m 48s
- Reporting Requirements
  
  4m 5s
- Unit-holders Assembly and the Ending of a Fund
  
  4m 23s
- Contractual CISs
  
  8m 58s
- Insider Trading
  
  12m 47s
- Fraud and Manipulation of the Exchange
  
  15m 56s
- Anti-Money Laundering and Combating the Financing 165 of Terrorism (AML/CFT)
  
  19m 55s
- Anti-Money Laundering and Combating the Financing 165 of Terrorism (AML/CFT) - Part Two
  
  19m 40s
- Client Records
  
  5m 44s
- Suspicious Transaction Reporting
  
  8m 10s
- Continuing Obligations
  
  17m 3s
- The Role of Corporate Governance
  
  6m 38s
- Regulatory Requirements
  
  5m 19s
- Constructing a Balanced Board
  
  8m 33s
- Appropriate Roles and Responsibilities
  
  13m 8s
- Safeguarding the Integrity of Financial Reporting
  
  7m 35s
- Sound Systems of Risk Management and Internal Audit
  
  5m 32s
- Ethical Standards
  
  3m 28s
- Disclosure and Transparency
  
  3m 17s
- Stakeholders
  
  16m 8s
- Kuwait Rules and Regulations Study Material
  
  0s
- Assessment
  
  4s
- Certification